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Uniform Securities Act
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#	Item
161	THE COUNCIL OF STATE GOVERNMENTS RESOLUTION IN SUPPORT OF STATE SECURITIES REGULATION WHEREAS, there is now a crisis in the United States and world financial markets which demonstrates the need for strong, effective secu Add to Reading List Source URL: www.csg.org Language: English - Date: 2009-12-01 16:12:19 Late-2000s financial crisis Financial economics Canadian securities regulation Uniform Securities Act United States securities law Financial regulation Investment
162	STATE OF MICHIGAN DEPARTMENT OF LABOR & ECONOMIC GROWTH OFFICE OF FINANCIAL AND INSURANCE SERVICES Before the Commissioner of the Office of Financial and Insurance Services In the Matter of: East Michigan Conference of t Add to Reading List Source URL: www.michigan.gov Language: English - Date: 2012-12-07 20:16:41 Methodism Chalcedonianism Free Methodist Church Uniform Securities Act Securities Act Methodist Church of Great Britain Michigan Christianity United States securities law Protestantism
163	2013 UNCLAIMED PROPERTY REPORT SECURITIES CHECKLIST This checklist, the non-securities checklist and our website - www.wywindfall.gov - should be reviewed to assure you have reported correctly and in accordance with the Add to Reading List Source URL: treasurer.state.wy.us Language: English - Date: 2013-05-20 14:57:34 United States securities law Tax avoidance Taxation in the United States Uniform Gifts to Minors Act Mutual fund Dividend Lost mislaid and abandoned property Financial economics Investment Finance
164	South Carolina Code of Regulations[removed]Recordkeeping Requirements for Investment Advisers. A. Every investment adviser registered or required to be registered under the South Carolina Uniform Securities Act of 2005 s Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:06:40 76th United States Congress Investment Investment Advisers Act Money United States securities law Financial adviser Investment Advisor Security Securities Act Finance Financial economics Business
165	Washington State Department of Financial Institutions John L. Bley, Director Securities Division Deborah Bortner, Assistant Director ________________________________________________________________________________ Add to Reading List Source URL: dfi.wa.gov Language: English - Date: 2006-01-09 12:06:45 Economics Financial Industry Regulatory Authority North American Securities Administrators Association Investor education U.S. Securities and Exchange Commission Mary Schapiro Securities market Mutual fund Uniform Securities Act Financial economics United States securities law Investment
166	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:07:28 Promissory note Real estate Uniform Securities Act Amos Finance Financial system Business Securities Notes Personal finance
167	STATE OF SOUTH CAROLINA OFFICE OF THE ATTORNEY GENERAL SECURITIES DIVISION IN THE MATTER OF: Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:07:19 TD Ameritrade Registered Investment Advisor Krochmal Financial Industry Regulatory Authority Investment Financial economics United States securities law Financial services Uniform Securities Act
168	West Virginia State Auditor’s Office About the State Auditor State of West Virginia State Auditor’s Office Add to Reading List Source URL: www.wvsao.gov Language: English - Date: 2013-05-14 15:01:00 Uniform Securities Act United States securities law Broker-dealer Securities Commission of New Zealand Security Securities fraud Financial economics Financial system Investment
169	Montana Uniform Transfers to Minors Act (UTMA) Marsha A. Goetting Ph.D., CFP®, CFCS Add to Reading List Source URL: www.montana.edu Language: English - Date: 2012-05-03 17:19:04 Internal Revenue Code Tax avoidance Uniform Gifts to Minors Act United States securities law Custodial account 529 plan Uniform Transfers to Minors Act Kiddie tax Coverdell Education Savings Account Law Taxation in the United States Personal finance
170	LINDALINGLE MARK E. RECKTENWALD GOVERNOR Add to Reading List Source URL: files.hawaii.gov Language: English - Date: 2013-06-06 22:04:01 Business Investment Registered Investment Advisor Investment Advisor Uniform Securities Act Financial adviser U.S. Securities and Exchange Commission Securities Act Broker-dealer Financial economics Finance United States securities law

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